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Investment Consulting

Associate Director, Business Risk Management

Job Available Locations

Los Angeles, Hong Kong, London

Job Description

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Job duties

Conduct surveillance on controls pertaining to discretionary mandates, execution desk and product desks
Conduct testing on product due diligence, product risk rating etc.
Prepare supervisory reports, review and management reporting
Manage and streamline inventory of controls
Conduct reviews and assessment on the effectiveness and adequacy of the controls Support
Business Risk management to assess feasibility and implementation implications
Support business in both internal and regulatory audits (from preparation, remediation to tracking)
Participate in projects/initiatives (when required) that drive process efficiency/effectiveness

Managing Director and General Counsel

Job Available Locations

Los Angeles, Hong Kong, London

Job Description

Job duties

Conduct surveillance on controls pertaining to discretionary mandates, execution desk and product desks
Conduct testing on product due diligence, product risk rating etc.
Prepare supervisory reports, review and management reporting
Manage and streamline inventory of controls
Conduct reviews and assessment on the effectiveness and adequacy of the controls Support
Business Risk management to assess feasibility and implementation implications
Support business in both internal and regulatory audits (from preparation, remediation to tracking)
Participate in projects/initiatives (when required) that drive process efficiency/effectiveness

Operating Partner

Job Available Locations

Los Angeles, Hong Kong, London

Job Description

Job duties

Conduct surveillance on controls pertaining to discretionary mandates, execution desk and product desks
Conduct testing on product due diligence, product risk rating etc.
Prepare supervisory reports, review and management reporting
Manage and streamline inventory of controls
Conduct reviews and assessment on the effectiveness and adequacy of the controls Support
Business Risk management to assess feasibility and implementation implications
Support business in both internal and regulatory audits (from preparation, remediation to tracking)
Participate in projects/initiatives (when required) that drive process efficiency/effectiveness

Analyst

Job Available Locations

Los Angeles, Hong Kong, London

Job Description

Job duties

Conduct surveillance on controls pertaining to discretionary mandates, execution desk and product desks
Conduct testing on product due diligence, product risk rating etc.
Prepare supervisory reports, review and management reporting
Manage and streamline inventory of controls
Conduct reviews and assessment on the effectiveness and adequacy of the controls Support
Business Risk management to assess feasibility and implementation implications
Support business in both internal and regulatory audits (from preparation, remediation to tracking)
Participate in projects/initiatives (when required) that drive process efficiency/effectiveness

Senior Associate

Job Available Locations

Los Angeles, Hong Kong, London

Job Description

Job duties

Conduct surveillance on controls pertaining to discretionary mandates, execution desk and product desks
Conduct testing on product due diligence, product risk rating etc.
Prepare supervisory reports, review and management reporting
Manage and streamline inventory of controls
Conduct reviews and assessment on the effectiveness and adequacy of the controls Support
Business Risk management to assess feasibility and implementation implications
Support business in both internal and regulatory audits (from preparation, remediation to tracking)
Participate in projects/initiatives (when required) that drive process efficiency/effectiveness

Operating Partner

Job Available Locations

Los Angeles, Hong Kong, London

Job Description

Job duties

Conduct surveillance on controls pertaining to discretionary mandates, execution desk and product desks
Conduct testing on product due diligence, product risk rating etc.
Prepare supervisory reports, review and management reporting
Manage and streamline inventory of controls
Conduct reviews and assessment on the effectiveness and adequacy of the controls Support
Business Risk management to assess feasibility and implementation implications
Support business in both internal and regulatory audits (from preparation, remediation to tracking)
Participate in projects/initiatives (when required) that drive process efficiency/effectiveness

Analyst

Job Available Locations

Los Angeles, Hong Kong, London

Job Description

Job duties

Conduct surveillance on controls pertaining to discretionary mandates, execution desk and product desks
Conduct testing on product due diligence, product risk rating etc.
Prepare supervisory reports, review and management reporting
Manage and streamline inventory of controls
Conduct reviews and assessment on the effectiveness and adequacy of the controls Support
Business Risk management to assess feasibility and implementation implications
Support business in both internal and regulatory audits (from preparation, remediation to tracking)
Participate in projects/initiatives (when required) that drive process efficiency/effectiveness

Senior Associate

Job Available Locations

Los Angeles, Hong Kong, London

Job Description

Job duties

Conduct surveillance on controls pertaining to discretionary mandates, execution desk and product desks
Conduct testing on product due diligence, product risk rating etc.
Prepare supervisory reports, review and management reporting
Manage and streamline inventory of controls
Conduct reviews and assessment on the effectiveness and adequacy of the controls Support
Business Risk management to assess feasibility and implementation implications
Support business in both internal and regulatory audits (from preparation, remediation to tracking)
Participate in projects/initiatives (when required) that drive process efficiency/effectiveness